Part 1: Assessment
- Prime Broker Financing Structures: Understanding Legal Entity Exposure
- Understanding Regulatory Regimes and Asset protection in prime broker insolvency
- Basic risk metrics to evaluate your counter-parties
- Second Order Risks: Sub-Custodians
Part 2: Mitigation
- Selecting the financing structure for your strategy
- Diversifying your financing service providers
- Legal agreements: Key terms for asset protection
- Reporting: Required transparency post 2008
Part 3: Management
- Exposure Management
- Counterparty BCP
- Prime Broker Due Diligence
- Relationship Management
- Communicating your counter-party risk process to your investors
- Industry Trends affecting counter-party risk