Counterparty Risk Best Practices Review

Pangaea will review the client’s current counterparty risk management process and provide a report outlining the findings and recommendations on how to enhance this process. The review includes a “gap analysis” based on Pangaea’s list of Industry Best Practices . The process includes a review of the following:

  • Counterparty financing and custody structures
  • Exposure management process
  • Counterparty monitoring
  • The firm’s financing counterparty profitability  (including Basel III considerations)
  • Legal agreement key terms
  • Policies and procedures
  • Governance structure
  • Operations and technology infrastructure
  • Information security process

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